At CrowdEngine we pride ourselves on understanding our clients’ needs, the regulations, and helping our clients succeed in the crowdfunding and Fintech industry. If you’re not familiar with the new crowdfunding rules and you want to get involved, it’s important to learn all you can about the rules.
Whether you’re a venture capital firm, angel group, startup, or real estate professional, you’ll always need a lawyer who can sign-off on everything, but as a smart entrepreneur you should also be informed about all your choices, and what the rules really say.
The majority of CrowdEngine’s Clients operate under Regulation D 5o6(b) and 506(c) for the limited offer and sale of securities, which doesn’t require registration under the Securities Act of 1933, so we thought we would share a great resource on Regulation D Rules (crfr.gov).
230.500 Use of Regulation D
230.501 Definitions General and Terms in Reg D
230.502 Conditions to be Met
230.503 Filing of Notice of Sales
230.504 Exemption for Limited Offerings and Sales of Securities Not Exceeding 1M
230.505 Exemption for Limited Offerings and Sales of Securities Not Exceeding 5M
230.506 Exemption for Limited Offerings and Sales w/o Regard to Dollar Amount
230.507 Disqualifying Provision Relating to Exemptions Under 504-506
230.508 Insignificant deviations from a term, condition or requirement of Reg D
If you want more information on all the available regulations you can view them here.
Lots of reading here. Enjoy!
Disclaimer: CrowdEngine does not engage in the offer, sale or transfer of securities and securities may not be offered, sold or transferred via this website. Securities may not be offered or sold in the United States absent (i) registration under the U.S. Securities Act of 1933, as amended (the Securities Act) or (ii) an available exemption from registration under the Securities Act. Please consult legal counsel in the appropriate jurisdiction before offering, selling or buying securities as registration under the Securities Act or similar state legislation may be required. CrowdEngine is not guaranteeing any information as reliable or accurate, and that it’s subject to change at any time. Please consult with your own attorney before engaging in any equity crowdfunding activity.