Compliance Engine™

Compliance Engine is turnkey compliance for Reg D.(b)Reg D.(c)Reg A+Title III & IV offerings.

CrowdEngine invented and developed our patent-pending Compliance Engine™, a one-of-a-kind equity crowdfunding rules engine designed to let you configure your equity crowdfunding portal exactly as you see fit.  CrowdEngine is also the only provider that lets you conduct offerings for all the national, intrastate, and international rules, all at the same time, on the same portal.

The investments shown directly below can be built according to the specific rules of each offering, which can be chosen from the options in Compliance Engine™.  Contact us to learn more about our ability to build a portal that meets your exact compliance requirements.

Available Compliance Features

CrowdEngine’s built in compliance solutions can help you streamline and meet your compliance and KYC requirements.

Identity Verification

By submitting the information that requires verification (name, address, date of birth, SSN), CrowdEngine will verify this information is consistent with applicable databases to comply with applicable regulations and detect any mismatching information, i.e. non-residential address submitted, SSN associated with an individual reported as deceased) as part of KYC.

SSN Verification

SSN Verification allows for verification of an investor’s Social Security number. Using premium data source providers, our system verifies an individual’s Social Security number by matching information specific to that person—including their name, street address, and phone number to their SSN file.

OFAC Watch List Screening

The Office of Foreign Assets Control (OFAC) is an agency of the U.S. Department of the Treasury under the auspices of the Under Secretary of the Treasury for Terrorism and Financial Intelligence. Our OFAC Watch List Screening service verifies whether a person or business is on the OFAC watch list when investing and generates an audit trail to prove due diligence in verifying your identification efforts.  CrowdEngine’s OFAC Watch List Screening complies with SEC/FINRA regulations.

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